Process for making detergent; Advanced BioCatalytics Corp.; U.S. Pat. No. 7,759,301

U.S. Patent No. 7,759,301, issued on July 20, 2010 to Advanced BioCatalytics Corp. (ABC) of Irvine, CA, discloses a method of making detergents that contain surfactant materials.

 

As explained by the ’301 patent, surfactants are organic chemicals that reduce surface tension in water and other liquids useful in cleaning grease, dirt, and oil.  They are often used in personal care products, household cleaning products, as well as industrial applications (e.g., waste-water treatment).  Surfactants are also used in dispersants after oil spills, such as the Corexit 9500 dispersant recently used in the Gulf of Mexico.  The ’301 patent discloses the use of a protein additive to surfactant-containing detergents to improve the surface-active properties of the surfactants, allowing the detergent to be made more effective or formulated to have a lower surfactant concentration.

According to its website, ABC is an industrial biotech company that markets the C.O.D.E.® protein-based chemistry for cleaners and waste-water treatment that provides improved chemical performance, while lowering water and energy use and replacing more environmentally-harmful chemistries.  C.O.D.E. stands for “Catalytic Organic Degradation Equation.”  The company’s website also touts ABC’s “proprietary technologies [which] combine low molecular weight proteins and surfactants that change the nature of surfactant chemistry and accelerate the biological degradation or organic materials.”  According to the USPTO datbase, the company currently owns seven U.S. patents, including the ’301 patent and the ’237 patent discussed below.

The ’301 patent is a divisional of another patent application (which resulted in U.S. Pat. No. 7,659,237 issued on February 9, 2010).  Divisional applications are similar to continuation applications, as I discussed briefly in a previous post.  The bulk of a divisional application (called the “specification”) includes the same information as does the original patent application, but the scope of protection as defined by the claims is different.  Also, in order to have the same priority date as the original patent application, the divisional application must be filed while the original patent application is still pending in the USPTO. 

Advanced BioCatalytics’ original patent application (which resulted in the ’237 patent) was filed with claims directed to both the detergent and the method of making the detergent.  However, when this original application was first examined by the USPTO, the examiner deemed the detergent and the method of making it to be independent and distinct inventions.  Since a patent application may not include claims to two or more such inventions, the examiner required the company to select which of the two inventions to pursue in the original patent application (called a “restriction requirement”).  The company responded by selecting the “detergent” invention, opting to decide later whether to pursue claims directed to the “method of making” the detergent in a divisional application.  The company almost waited too long, because the divisional application was filed on February 9, 2010, which was the last day of pendency of the original patent application (i.e., the issue date of the ’237 patent). 

It is not uncommon for continuation applications and divisional applications to have very short pendencies at the USPTO.  For example, the ’301 patent was filed in February 2010 and issued in July 2010.  These short pendencies are attributable to the fact that examiners are motivated to work on continuation/divisional applications over other patent applications.  Examiners are evaluated by the USPTO in part based on the number of applications they dispose of (i.e., that are either allowed or abandoned) during the year, and these evaluations are a significant factor in their promotions and pay raises.  Since continuation/divisional applications often go to the same examiner that worked on the original application, the examiner is already familiar with the technology, including the prior art references in the field by virtue having performed the earlier examination.  In addition, disposal of a continuation/divisional counts the same as disposal of a new patent application for evaluation purposes.  Therefore, the examiner naturally prefers to pick up continuation/divisional applications from his queue, since they take less work to dispose of.  I have had good effect in using this knowledge in getting continuation applications allowed quickly by the USPTO.   

Delivering oxygen-supersaturated solutions to the body: US Pat. No. 7,641,628

U.S. Patent No. 7,641,628, issued on January 5, 2010 to TherOx, Inc. of Irvine, CA, discloses a system and method for generating a gas-supersaturated fluid and delivering it at high pressures without bubble formation.

 

An oxygen-supersaturated solution can be infused into a patient to provide oxygen to regions or systems of the patient’s body in need of oxygen (e.g., blood downstream of a balloon angioplasty site).  The patent discloses a way to generate this high-pressure solution and to controllably deliver it at a specified rate and pressure to prevent bubble formation. 

This patent provides a good example of mining a single patent application to obtain multiple patents with claims of varying scope.  But first, a bit of background:  Most of the time, in a first office action from the USPTO, the examiner will reject some or all of the claims of the application for not satisfying the legal requirements for patentability in an “office action.”  The applicant then has the opportunity to file a response which (i) explains how the rationale of the rejection is legally flawed, (ii) amends the claims to address the rejection, or both.  If the examiner is convinced by this response, the examiner will allow the patent to issue.  If the examiner remains unconvinced, a subsequent office action will be sent out by the USPTO.  This office action may be deemed to be a “Final Office Action” by the USPTO, but there are still opportunities to respond or perhaps to appeal the examiner’s rejection to continue pursuing the allowance of the application.

In this case, back in 1998, the examiner reviewed the original patent application, and instead of rejecting the application in an office action, the USPTO sent out a “Notice of Allowance,” and a first U.S. patent was issued in 1999.  Such “first-action allowances” are good news to the applicant; after all, the patent issued without having to argue with the examiner or amending the claims to satisfy the examiner’s view of patentability.  However, it’s possible that the examiner would have allowed even broader claims to issue.  By receiving the first-action allowance and not a rejection, the applicant doesn’t get information regarding the examiner’s view of how broad is too broad.

To avoid leaving money on the table, as it were, by having the issued claims more narrow than what might have been obtainable, a “continuation” application can be filed to pursue additional claims.  The scope of these claims can be different from those of the original patent application, but they must be fully supported by the specification as originally filed.  (There can be other reasons to file a continuation application, which I won’t discuss now.)  In this case, two continuation applications were subsequently filed, resulting in a second U.S. patent issuing in 2000 and a third U.S. patent issuing in 2001

We’re not done yet, though.  If the examiner reviews the claims of a patent application and determines that there are actually multiple inventions being claimed, the examiner will issue a “Restriction Requirement,” which requires that the applicant identify which of the multiple inventions they wish to pursue in the application.  The other inventions can be pursued in one or more “divisional” applications.  In this case, three divisional applications were subsequently filed, resulting in a fourth U.S. patent issuing in 2004, a fifth U.S. patent issuing in 2006, and a sixth U.S. patent (the subject of this blog post).  So the original patent application filed in 1997 resulted in six issued U.S. patents, all claiming priority to the original 1997 filing date.

TherOx is a private, venture-financed medical device company that flirted with an IPO in late 2008, but withdrew its filing in early 2009.  In March 2009, in a 9-5 split decision, an FDA advisory committee recommended against approval of TherOx’s Downstream oxygen delivery system for patients after percutaneous coronary intervention (PCI) for acute myocardial infarction (AMI) but sought further clinical trial data.  I presume that TherOx has since begun to gather additional data to bring back to the FDA, but in my internet searching, I haven’t found any reference to such efforts.

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